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211	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 24, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-24 06:14:33 73rd United States Congress Finance Financial system Securities Exchange Act Securities and Exchange Commission Form 144 Registered Investment Advisor United States securities law United States Securities and Exchange Commission Financial regulation
212	IB Union Calendar No. 168 113TH CONGRESS 1ST SESSION Add to Reading List Source URL: www.americanbenefitscouncil.org Language: English - Date: 2014-02-20 18:32:46 Business United States securities law 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Investment Advisor U.S. Securities and Exchange Commission Finance Financial economics Financial regulation
213	Professional Continuing Education Record Keeping Requirements It is the firm conviction of the International Association of Registered Financial Consultants that continuing education by the professional financial advisor Add to Reading List Source URL: www.financialsoftware.com Language: English - Date: 2012-11-15 15:02:44 Business Financial services Financial institutions Institutional investors Financial adviser Investment Certified Financial Planner Insurance Personal finance Financial economics Finance Professional certification in finance
214	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 13, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-13 16:03:03 Financial regulation Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act Registered Investment Advisor Securities Act Securities Exchange Act SEC Rule 10b-5 United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
215	USER MANUAL Published May 1995 Third Edition Optima Investment Research, Inc. 111 W. Jackson Blvd., 15th Floor Add to Reading List Source URL: www.oir.com Language: English - Date: 2011-07-14 15:05:14 Commodities market Foreign exchange market Stock market Financial markets Technical analysis Futures contract Fundamental analysis Futures exchange Commodity trading advisor Financial economics Investment Finance
216	William Michael Cunningham Economist and Social Investing Advisor March 27, 2015 We understand the SEC is “adopting amendments to Regulation A and other rules and forms to implement Section 401 of the Jumpstart Our Bus Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-31 10:43:02 U.S. Securities and Exchange Commission Financial economics Citigroup Financial adviser Investment banking Investment Advisor Crowd funding Finance Business Money
217	NEWS RELEASE Director’s Office, 350 Winter St. NE, Room 200, Salem, OregonFor immediate release: April 7, 2015 Add to Reading List Source URL: dfcs.oregon.gov Language: English - Date: 2015-05-01 18:17:52 Oregon Department of Consumer and Business Services Business Investment Advisor Money Economics Finance Investment Financial adviser
218	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoFebruary 23, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-23 17:18:36 Financial regulation Registered Investment Advisor Securities Exchange Act Investment Advisers Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Act United States Financial system United States securities law United States Securities and Exchange Commission 73rd United States Congress
219	The Securities Analysts Association of Japan Asian Financial Markets after the Crisis Combining Western Dynamism with Eastern Prudence Shinichi Yoshikuni Senior Advisor Add to Reading List Source URL: www.saa.or.jp Language: English - Date: 2012-03-26 01:14:47 Stock market crashes Economic bubbles International finance institutions International economics Asian financial crisis Late-2000s financial crisis Financial crisis Global financial system Subprime mortgage crisis Economics Economic history Financial crises
220	Media Kit Real Assets Adviser Welcome to an exciting new magazine to help you get your message in front of the fee-based financial and wealth advisory Add to Reading List Source URL: www.irei.com Language: English - Date: 2014-10-23 14:54:31 Finance Financial adviser Registered Investment Advisor Advertising Family office Online advertising Real estate Marketing Economics Business Investment Financial services

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